Salt Lake City :: September 17–18, 2019 (preconference on September 16)

Back to program

Interacting with Fiduciaries
(Concurrent Sessions 12)

Wednesday, September 18 :: 3:25–4:10
How boards and executives should interact with plan fiduciaries, inducing what kinds of information to share and how fiduciary roles affect ongoing governance.

Presenter

Neil M. Brozen

presenter photo

Ventura ESOP Fiduciary Services

Neil Brozen managed 175 ESOP transactions and 70 ongoing ESOPs while working for two institutional trustees from 2005 through April 2016. He began Ventura ESOP Fiduciary Services in July 2016, served as transactional trustee for 90 ESOPs, and has 95 ongoing clients. Neil was a director for the NCEO, a frequent national speaker on ESOP issues, and wrote chapters for several NCEO publications. He has worked for the IRS, Arthur Andersen & Co., several private companies, and his own management consulting firm.